IT for Financial

Accounting firms, wealth managers and financial offices face intense regulatory scrutiny. Our services can support your FINRA, SEC and NY DFS 500 responsibilities while keeping financial software running reliably.

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NY DFS Part 500 support

MFA, access reviews, encryption, logging, incident response and the documentation your compliance lead needs. We support your program; your compliance officer owns it.

FINRA and SEC support

Email and communication archiving, secure devices for advisors, and vendor-management documentation.

Tax season ready

For CPA and bookkeeping offices: capacity, backups and remote access checked before the busy season, not during it.

Case study Sample

This spot is for a real before-and-after story from a financial client: the problem, what we changed and the result, with the client’s permission. None are published yet.

Compliance note: we implement and document technical controls. Your compliance officer or legal counsel remains responsible for your compliance program.

Other industries

We also support

HealthcareEHR uptime, HIPAA support and telehealth that works.LegalPractice management, secure file sharing and data-loss prevention.Manufacturing & LogisticsERP uptime, warehouse Wi-Fi and supply-chain security.

Next step

Find out where your IT stands — free.

A free IT assessment looks at your network, security, Microsoft 365 and backups, then gives you a plain-English report and a flat-rate quote. No obligation.

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Call 631-375-1173 · Email support@innovacsops.com